Expertise/Financial Markets
& Regulation
Financial Markets & Regulation
Financial Services Industry experts
... advising financial firms on complex matters driven or affected by the supervision and regulation of the financial services industry. We:
- assist large national and international groups of banks, insurance companies, investment firms and other financial firms involved in complex M&A and capital markets transactions;
- advise on securities offering rules, the listing and trading of financial instruments, market abuse issues, and financial market infrastructures as experts in market regulation; and
- provide expertise for financial firms on all elements of licensing; governance and the structure of business operations; the structuring of financial services and products; regulatory capital issues and compliance with other rules of prudential supervision; and recovery and resolution.
Our experts are actively involved in legislative processes and, as lecturers and speakers, also contribute to the academic development of the supervision and regulation of the wider financial services industry.
Our AML practice group provide specialist advice on Anti-Money Laundering (AML) legislation, the implementation of AML in policies and agreements and on dealings with regulators.
Recent Matters
23 January 2025
De Brauw advises Generali on the combination of its asset management business with BPCE
De Brauw advised Assicurazioni Generali SpA, a leading global integrated insurer and asset manager, on the combination of its asset management operations with Natixis Investment Managers, part of Groupe BPCE, a leading French banking group. The deal is valued at EUR 9.5 billion.
22 January 2025De Brauw advises Inflexion on its investment in Baker Tilly Netherlands
De Brauw advised Inflexion, a leading European mid-market private equity firm, on its minority investment in Baker Tilly Netherlands, a leading accountancy and advisory firm. The investment is being made through Inflexion's dedicated minority fund and aims to support Baker Tilly Netherlands' growth plans in the region. Closing of the transaction is subject to clearance by the Dutch Authority for Consumers and Market (ACM) and advice from the works council. The parties are also in ongoing consultations with the Dutch Financial Markets Authority (AFM).
6 December 2024De Brauw advises Parcom on its acquisition of Robin Radar
De Brauw advises Parcom on its acquisition of Robin Radar, a leading developer of radar systems specialised in detecting and tracking small flying objects.
“With a good knowledge base, the team is composed such that on any subject service can be delivered instantly. Integration of law, regulation, network and governance is a strength.”
Insights
27 February 2025
Omnibus Proposal amending CSRD, CSDDD and Taxonomy Regulation published
In recent years, several policy publications – including the Commission's Better Regulation Agenda (2021), the Draghi Report on the Future of European Competitiveness (2024), and the Commission's Competitiveness Compass (2025) – have voiced concerns and proposed measures to ensure that regulatory requirements do not hinder the EU's competitiveness.
25 November 2024The Netherlands takes first step towards implementing CSDDD
The Corporate Sustainability Due Diligence Directive (CSDDD) entered into force on 25 July 2024, and EU member states have until 26 July 2026 to adopt the laws, regulations and administrative provisions necessary to comply with the CSDDD. In the Netherlands, a draft implementing bill was published on 18 November 2024. The draft bill is open for public consultation until 29 December 2024.
24 October 2024Sustainability claims: managing regulatory and other risks as intolerance for greenwashing grows
Environmental, social and governance (ESG) initiatives are now critical drivers for companies – there is no getting around it. Companies often make significant ESG efforts. But when they wish to – or have to – communicate about these efforts, a growing web of regulations becomes relevant. This, coupled with increasingly active authorities who are on the look-out for greenwashing practices, means that it can be hard to establish what is, and what is not, allowed or required. Below, we will summarise the state of play and also look ahead.
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